ML
Manly P. Lee
CREATIVEONE WEALTH
Birmingham, AL 35223
Some features on this profile are disabled
CRD#: 1222337
ML
Professional summary
Manly Parks Lee Jr., who also goes by Manly Parks Lee Jr, Manly Parks Lee, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Birmingham, Alabama.
Manly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Manly has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Manly Parks Lee Jr | Manly Parks Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Lee & Lee Inc; Investment Related; 115 Calton Birmingham, AL 35213; fixed insurance products: life ins, dis ins, group plans, LTC, fixed annuities; Owner; Start Date 01/1980; 50 hrs/mo; 50 hrs/mo 2.)Red Mountain Financial; Investment Related; 2 Office Park Circle, Suite 1, Birmingham, AL 35223; Insurance and Investments; Start Date 12/1980 (Insurance)(20 hours per month; Start Date 05/2019 (Investments)(1 hour per month); Sales and service of insurance and investment products. 3.) Ann and Parks Lee IRA, LLC; Non-Investment Related; P.O. Box 530826, Birmingham AL 35253; IRA; Registered Agent; 04/2009; 1 hour per month with that 1 hour occurring during trading hours; Real estate and other investments suitable for an IRA. 4.) MBPC, LLC a.ka. Mountain Brook Pops Club; Non-Investment Related; 3513 Old Leeds Crest, Birmingham AL 35213; Charitable Organization; Board Member; 01/1990; 1 hr/mo; 1 hr/mo; Board member. 5.) Easy DI; Non-Investment Related; 2 Office Park Circle, Ste 1, Birmingham, AL 35223; Insurance; Insurance Agent; 03/2018; 40 hrs/mo; 20 hrs/mo; Market disability insurance products. 6.) LTC Options; Non-Investment Related; 2 Office Park Circle, Ste 1, Birmingham, AL 35223; Insurance; Insurance Broker; 05/2022; 10 hrs/mo; 0 hrs/mo; Marketing of Long-Term Care insurance via the Internet. 7.)Medicare Supplement Insurance; Non-investment related; 2 Office Park Circle, Ste 1, Birmingham, AL 35223; Insurance; Referring Broker; 05/2022; 2 hrs/mo; 2 hrs/mo; Introduce prospects to a Medicare Specialist and receive commissions on any business that may be placed based on that introduction/referral.
CRS (Client Relationship Summary) - RIA
Click below to view Manly Parks Lee Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2023 - Present
CREATIVEONE WEALTH, LLC
Office #1: 2 Office Park Circle Suite 1, Birmingham, AL 35223RIA
CRD#: 281213
Birmingham, AL
Past
November 1, 2018 - May 15, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
BIRMINGHAM, AL
Past
May 23, 2018 - October 31, 2018
FIRST ADVISORS CAPITAL, INC.
RIA
CRD#: 149832
Birmingham, AL
Past
May 10, 2018 - May 18, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
BIRMINGHAM, AL
Past
May 10, 2018 - May 15, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
March 25, 2017 - May 10, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BIRMINGHAM, AL
Past
March 25, 2017 - May 10, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BIRMINGHAM, AL
Past
July 15, 2002 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BIRMINGHAM, AL
Past
March 20, 1990 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
BIRMINGHAM, AL
Past
March 20, 1990 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BIRMINGHAM, AL
Past
July 11, 1985 - November 27, 1989
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
May 9, 1985 - June 24, 1985
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Past
July 11, 1984 - May 14, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Past
January 25, 1984 - July 12, 1984
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREATIVEONE WEALTH, LLC
CRD#: 281213Birmingham, AL 35223TRUST BUT VERIFY
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