Douglas E. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Everett Myers was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1984. Douglas had worked at 10 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2018 - October 3, 2024
FINTRUST CAPITAL ADVISORS, LLC
January 20, 2016 - March 29, 2018
FINTRUST INVESTMENT ADVISORY SERVICES, LLC
October 20, 2015 - October 3, 2024
FINTRUST BROKERAGE SERVICES, LLC
July 3, 2013 - October 22, 2015
CERTUS INVESTMENT ADVISORS, LLC
July 5, 2012 - October 22, 2015
CERTUSSECURITIES, INC.
January 29, 2010 - July 31, 2012
CURTISWOOD CAPITAL, LLC
June 3, 2009 - February 25, 2010
FIRST LEGACY SECURITIES, LLC
June 2, 2009 - February 25, 2010
FIRST LEGACY SECURITIES, LLC
February 12, 2002 - June 1, 2009
ACCESS SECURITIES, LLC
October 14, 1988 - February 14, 2002
WACHOVIA SECURITIES, INC.
December 19, 1984 - October 14, 1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
FINTRUST CAPITAL ADVISORS, LLC
CRD#: 145460 / SEC#: 801-68568
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,968 |
| AUM (Assets Under Management) | $ 1,743,952,383 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2023 | ||
| 10/28/2022 | ||
| 12/07/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
