Erwin A. Porges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erwin Allen Porges, who also goes by Erwin Allan Porges, was a registered financial professional .
Erwin is a previously registered financial professional and started their career in finance in 1983. Erwin had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 1998 - July 10, 1998
SCHONFELD SECURITIES, LLC
October 15, 1996 - June 5, 1998
ON-SITE TRADING, INC.
January 2, 1996 - October 9, 1996
INSTITUTIONAL EQUITY CORPORATION
December 22, 1994 - June 6, 1995
GOLDIS FINANCIAL GROUP, INC.
August 26, 1994 - November 11, 1994
BRENNER SECURITIES CORPORATION
August 17, 1990 - July 7, 1994
DUNHILL EQUITIES, INC.
March 15, 1989 - August 14, 1990
GRUNTAL & CO., L.L.C.
March 17, 1988 - March 7, 1989
MORGAN STANLEY DW INC.
October 27, 1987 - February 12, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 1985 - October 5, 1987
LEHMAN BROTHERS INC.
April 4, 1984 - August 29, 1985
PRUDENTIAL EQUITY GROUP, LLC
December 21, 1983 - June 4, 1988
DRAYER KELLY & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCHONFELD SECURITIES, LLC
CRD#: 23304 / SEC#: , 8-40148
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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