Charles E. Yurick

INTERNATIONAL DISCOUNT INVESTORS

KNOXVILLE, TN 37919

Some features on this profile are disabled

CRD#: 1222103

Professional summary

Charles Edward Yurick is a registered financial advisor currently at INTERNATIONAL DISCOUNT INVESTORS located in Knoxville, Tennessee.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Charles has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHARLES YURICK IS A LICENSED INSURANCE AGENT WITGH VARIOUS INSURANCE COMPANIES AND MAY RECOMMEND THE PURCHASE OF CERTAIN INSURANCE PRODUCTS TO CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Yurick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2004 - Present

INTERNATIONAL DISCOUNT INVESTORS

Office #1: 4814 Old Kingston Pike, Knoxville, TN 37919

RIA

CRD#: 110167

KNOXVILLE, TN

Past

April 22, 1991 - July 5, 1995

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

December 21, 1983 - April 24, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/2/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/16/1991

General Securities Principal Examination

Current Firm

INTERNATIONAL DISCOUNT INVESTORS

INTERNATIONAL DISCOUNT INVESTORS | INTERNATIONAL DISCOUNT INVESTORS INC

CRD#: 110167 / SEC#: 801-48914

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (6/22/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Dandridge, TN

Mailing Address

P.o. Box 707, Dandridge, TN 37725

Phone number

(865) 212-4333

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 54,663,716

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lester Kefauver

FLAGSHIP HARBOR ADVISORS, LLC

IAR

Maryville, TN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles E. Yurick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Yurick's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNATIONAL DISCOUNT INVESTORS

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/1994

Series 63

Date: 12/22/1983

Series 7

Date: 12/17/1983

Series 24

Date: 8/16/1991

Current Firm

INTERNATIONAL DISCOUNT INVESTORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTERNATIONAL DISCOUNT INVESTORS

TRUST BUT VERIFY

Similar Advisors