Donald R. Barbin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Raymond Barbin SR, who also goes by Donald Raymond Barbin, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1969. Donald had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2009 - December 31, 2012
HAZARD & SIEGEL, INC.
June 11, 1996 - March 4, 2009
TOWER SQUARE SECURITIES, INC.
August 15, 1994 - June 5, 1996
ADVANTAGE CAPITAL CORPORATION
September 17, 1986 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
August 1, 1984 - October 2, 1986
ADVEST, INC.
September 8, 1983 - August 2, 1984
J. S. BARR & CO., INC.
May 16, 1983 - April 30, 1984
J. S. BARR & CO., INC.
May 12, 1980 - July 7, 1983
MARSAN SECURITIES CO., INC.
May 1, 1979 - June 12, 1980
USLIFE EQUITY SALES CORP.
December 13, 1976 - May 1, 1979
USLIFE EQUITY SALES CORP
December 4, 1969 - January 3, 1977
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/24/1969
Registered Representative ExaminationCurrent Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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