Justin P. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Paul Brennan SR, who also goes by Justin Paul Brennan, Justin Brennan, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 1984. Justin had worked at 11 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2016 - January 8, 2018
FIDELITY BROKERAGE SERVICES LLC
April 14, 2009 - January 8, 2018
NATIONAL FINANCIAL SERVICES LLC
March 18, 1999 - March 26, 2009
KNIGHT CAPITAL AMERICAS, L.P.
August 11, 1998 - February 26, 1999
FREIMARK BLAIR & COMPANY, INC.
July 22, 1998 - August 6, 1998
GFI SECURITIES LLC
September 2, 1997 - June 9, 1998
SBC WARBURG DILLON READ INC.
July 29, 1997 - September 2, 1997
SBC WARBURG, INC.
May 10, 1995 - July 29, 1997
GFI SECURITIES LLC
September 10, 1986 - April 16, 1992
MILLER TABAK HIRSCH & CO.
December 14, 1984 - September 22, 1986
J.P. MORGAN SECURITIES LLC
October 9, 1984 - November 27, 1984
BUCKINGHAM SECURITIES, LTD.
January 25, 1984 - May 17, 1984
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/25/1999
Limited Representative-Equity Trader ExamCurrent Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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