RS
Robert P. Shepherd
AVONDALE CONQUEST
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 1221884
RS
Professional summary
Robert Patrick Shepherd, who also goes by Patrick Shepherd, is a registered financial advisor currently at AVONDALE CONQUEST, LLC located in Nashville, Tennessee and AVONDALE PARTNERS, LLC located in Nashville, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Shepherd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INVESTOR, COVENANT APARTMENT FUND IX,L.P., REAL ESTATE LIMITED PARTNERSHIP, START DATE 06/01/2018, 0 HRS/MO, 0 HRS/MO TRADING 2. 3. St Thomas Health Foundation- Director- Investment comm- 2020- supports health care delivery and providers at Ascension St Thomas. 102 Woodmont Blvd, Nashville,TN 37205 1hr/mo- 0 hrs trading 4) Courage Capital Christian Music Fund, 4400 Harding Road, Nashville, TN 37215, start date 02/18/2017, passive investor, 0 hr/mo, 0 hrs/mo trading. 5) Covenant Apartment Fund VIII, start 03/15/2016, 4515 Harding Road, Nashville, TN 37205, real estate limited partnership, 0 hr/mo, 0 hr/mo trading. 6) Conquest I Fund, start date 08/01/006, 502 Humbolt Avenue, Sausalito, CA 94965, investor, long/short equity hedge fund, 0 hrs/mo,. 0 hrs/mo trading. 7) Carlyle PE Access Fund 2015, start date 2016 100 Pennsylvania Ave, Ste 220 S, Washington DC 20004-investor- 0 hrs/mo. , 0 hrs/mo trading 8) The Group formerly known as Solvent, LLC - start date 2019 - investor- 0 hrs/mo, 0 hr trading 9) GBT One22One Fund, LLC - start date 2019 ,investor- 0 hrs/mo, 0 hrs/trading 10) Beacon Center of Tennessee - Director - start date 2019- P. O. Box 198646, Nashville TN 37219 -0 hours/mo; 0/hrs trading 11) Covenant Apartment Fund X -2020 - investor, 0 hrs/mo 12) Covenant Apartment Fund X1-2023-Investor 0 hrs /mo
CRS (Client Relationship Summary) - RIA
Click below to view Robert Patrick Shepherd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2006 - Present
AVONDALE CONQUEST, LLC
Office #1: 3102 West End Avenue Suite 200, Nashville, TN 37203RIA
CRD#: 122821
Nashville, TN
Current
August 22, 2001 - Present
AVONDALE PARTNERS, LLC
Office #1: 40 Burton Hills Blvd, Ste 450, Nashville, TN 37215Office #2: 4322 Harding Pike Suite 414, Nashville, TN 37205BD
CRD#: 46838
Nashville, TN
Past
May 9, 2018 - April 3, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
Nashville, TN
Past
April 26, 2018 - April 3, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
Nashville, TN
Past
October 9, 2000 - June 25, 2001
GOLDMAN SACHS CUSTODY SOLUTIONS
BD
CRD#: 48015
MCLEAN, VA
Past
December 21, 1983 - October 3, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(8/25/2006)
RR
Tennessee(8/22/2001)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/3/1988
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
AC
AVONDALE CONQUEST, LLC
AVONDALE CONQUEST, LLC | CONQUEST CAPITAL MANAGEMENT, LLC
CRD#: 122821 / SEC#: 801-71622
RIA
Registered Investment Advisory firm - (8/28/2012 Terminated)California
Registered Investment Advisory firm - (6/22/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Humboldt 2nd Fl, Sausalito, CA 94965
Mailing Address
Phone number
(415) 331-3066
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 49,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
