Chad V. Noel

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CRD#: 1221575

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chad Vincent Noel was a registered financial professional .

Chad is a previously registered financial professional and started their career in finance in 1983. Chad had worked at 12 firms and has passed the Series 66, Series 63, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 15, 2012 - December 13, 2012

CMG CAPITAL MANAGEMENT GROUP, INC.

RIA

CRD#: 110750

MALVERN, PA

Past

May 1, 2008 - July 31, 2012

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

HENDERSON, NV

Past

August 1, 2007 - March 4, 2008

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

March 28, 2006 - August 1, 2007

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

JERSEY CITY, NJ

Past

September 2, 2005 - March 22, 2006

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

April 18, 1997 - May 15, 2003

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

January 2, 1996 - April 8, 1997

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

July 8, 1993 - January 11, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 5, 1991 - May 21, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 25, 1991 - February 19, 1991

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

ENGLEWOOD, CO

Past

May 20, 1988 - February 4, 1991

RCL NORTHWEST, INC.

CRD#: 14101

Past

March 14, 1985 - May 24, 1988

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

April 26, 1984 - March 28, 1985

GUARANTY UNITED SECURITIES CORPORATION

CRD#: 14561

Past

December 8, 1983 - May 29, 1984

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CMG CAPITAL MANAGEMENT GROUP, INC.

CAPITAL GROWTH MANAGEMENT, INC. | CMG CAPITAL MANAGEMENT GROUP, INC.

CRD#: 110750 / SEC#: 801-43455

RIA

Registered Investment Advisory firm - (3/4/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/1/2005

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/13/1983

Direct Participation Programs Representative Examination

Current Firm

CMG CAPITAL MANAGEMENT GROUP, INC.

CAPITAL GROWTH MANAGEMENT, INC. | CMG CAPITAL MANAGEMENT GROUP, INC.

CRD#: 110750 / SEC#: 801-43455

RIA

Registered Investment Advisory firm - (3/4/1993 Approved)

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Contact information

Main Address

75 Valley Stream Parkway Suite 201, Malvern, PA 19355

Mailing Address

Phone number

(610) 989-9090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,002
AUM (Assets Under Management)	$ 251,141,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chad V. Noel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

COREBRIDGE CAPITAL SERVICES, INC.

EQUITABLE DISTRIBUTORS, LLC

D.H. HILL SECURITIES, LLLP

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

COREBRIDGE CAPITAL SERVICES, INC.

PRUCO SECURITIES, LLC.

LEHMAN BROTHERS INC.

GLOBAL CAPITAL SECURITIES CORPORATION

RCL NORTHWEST, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

GUARANTY UNITED SECURITIES CORPORATION

PACIFIC WEST SECURITIES, INC.

Primary Firm SEC Registration

CMG CAPITAL MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2005

Series 63

Date: 7/14/1983

Series 7

Date: 9/1/2005

Series 22

Date: 7/13/1983

Current Firm

CMG CAPITAL MANAGEMENT GROUP, INC.

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CMG CAPITAL MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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