Michael J. Miller
Professional summary
Michael Jon Miller, who also goes by Michael J. Miller, Mike Miller, is a registered financial advisor currently at R.B. FINANCIAL GROUP located in Marana, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jon Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2018 - Present
R.B. FINANCIAL GROUP
February 15, 1998 - November 10, 2000
PRUDENTIAL EQUITY GROUP, LLC
November 25, 1992 - February 11, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 1989 - December 4, 1992
UBS FINANCIAL SERVICES INC.
April 11, 1988 - January 12, 1990
LEHMAN BROTHERS INC.
November 25, 1986 - April 11, 1988
E. F. HUTTON & COMPANY INC
January 19, 1984 - December 5, 1986
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/16/2018)
Exams
Current Firm
R.B. FINANCIAL GROUP
CRD#: 132444 / SEC#: 801-63388
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 13,266,256 |
Red Flags
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