Mikel M. Mahjobi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mikel Mahrdad Mahjobi, who also goes by Mehrdad Mikel Mahjobi, Mikel Mehrdad Mahjobi, was a registered financial professional .
Mikel is a previously registered financial professional and started their career in finance in 1984. Mikel had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2017 - December 31, 2023
MAM GLOBAL FINANCIAL SERVICES, LLC
August 21, 2015 - June 12, 2018
ARROWROOT PARTNERS, LLC
October 29, 2014 - January 7, 2015
WEALTHFORGE SECURITIES, LLC
May 29, 2013 - December 31, 2016
MAM GLOBAL FINANCIAL SERVICES, LLC
November 26, 2012 - October 31, 2013
NMS CAPITAL SECURITIES, LLC
January 26, 2012 - December 31, 2012
MAM GLOBAL FINANCIAL SERVICES, LLC
November 28, 2011 - December 31, 2011
MAM GLOBAL FINANCIAL SERVICES, LLC
April 7, 2011 - February 12, 2013
WESTON FINANCIAL SERVICES LLC
March 27, 1995 - May 13, 1996
CAPBAY FINANCIAL SERVICES
January 12, 1989 - January 27, 1995
A.G. MATTHEW & COMPANY
May 6, 1985 - June 17, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
July 19, 1984 - May 13, 1985
SUTRO & CO. INCORPORATED
January 25, 1984 - July 5, 1984
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MAM GLOBAL FINANCIAL SERVICES, LLC
CRD#: 152932 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
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