Anthony L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony L Jones was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1987. Anthony had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2012 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
August 3, 2012 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
August 18, 2008 - May 8, 2012
J. W. COLE ADVISORS, INC.
August 5, 2008 - May 8, 2012
J.W. COLE FINANCIAL, INC.
March 24, 2008 - August 4, 2008
IC ADVISORY SERVICES, INC.
July 16, 2007 - August 4, 2008
THE INVESTMENT CENTER, INC.
May 24, 2005 - July 16, 2007
WHARTON EQUITY CORPORATION
June 8, 1999 - August 30, 2002
WHARTON EQUITY CORPORATION
January 9, 1990 - May 12, 1997
HEALTHCARE SECURITIES, INC.
October 5, 1987 - August 15, 1989
COMMON GOAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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