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FJ

Fred Clark Johnson

CRD# 1220814·Registered 1984 - 2019
Previously Registered: Being a previously registered professional could mean that Fred is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fred Clark Johnson, who also goes by Fred C Johnson, was a registered financial advisor. Fred was a previously registered financial professional and started their career in finance 1984 - 2019. Fred had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fred C Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

BASIC WEALTH ADVISORS, INC·CRD# 163998
RIA
Landrum, SC
June 5, 2012 - December 31, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Greenwood, IN
January 15, 1999 - December 31, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
July 22, 1994 - December 31, 2004
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
April 13, 1989 - January 26, 1994
PW SECURITIES, INC.·CRD# 6775
BD
March 10, 1988 - August 15, 1989
PW SECURITIES, INC.·CRD# 6775
BD
July 26, 1984 - December 31, 1987

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Current Firm

BW
BASIC WEALTH ADVISORS, INC

BASIC WEALTH ADVISORS, INC

CRD#: 163998

Contact Information

Main Address

Ponte Vedra, FL

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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