Fred C. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Clark Johnson, who also goes by Fred C Johnson, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1984. Fred had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2012 - December 31, 2019
BASIC WEALTH ADVISORS, INC
January 15, 1999 - December 31, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 22, 1994 - December 31, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 13, 1989 - January 26, 1994
SECURITIES AMERICA, INC.
March 10, 1988 - August 15, 1989
PW SECURITIES, INC.
July 26, 1984 - December 31, 1987
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BASIC WEALTH ADVISORS, INC
CRD#: 163998 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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