Charlotte A. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charlotte Amiko Meyer, who also goes by Charlotte Amiko Iha, was a registered financial professional .
Charlotte is a previously registered financial professional and started their career in finance in 1984. Charlotte had worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 1999 - May 29, 2024
LEE FINANCIAL GROUP HAWAII, INC.
March 22, 1989 - January 30, 2024
LEE FINANCIAL SECURITIES, INC.
March 23, 1984 - August 24, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
LEE FINANCIAL GROUP HAWAII, INC.
CRD#: 104781 / SEC#: 801-33016
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,247 |
| AUM (Assets Under Management) | $ 226,326,709 |
Red Flags
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