Charlotte Amiko Meyer

LEE FINANCIAL MUTUAL FUND, INC. IS AN OPEN-END MANAGEMENT INVESTMENT COMPANY WHICH CURRENTLY HAS ONE INVESTMENT PORTFOLIO: HAWAII MUNICIPAL FUND. LEE FINANCIAL GROUP HAWAII, INC. IS THE PARENT COMPANY OF LEE FINANCIAL SECURITIES, INC. AND LEE FINANCIAL RECORDKEEPING, INC. LEE FINANCIAL GROUP HAWAII, INC. HAS CONTRACTED WITH LEE FINANCIAL MUTUAL FUND, INC. TO ACT AS THE INVESTMENT MANAGER AND ADMINISTRATOR FOR LEE FINANCIAL MUTUAL FUND, INC. AND PROVIDES INVESTMENT ADVISORY SERVICES TO SEPARATELY MANAGED ACCOUNTS. THE BUSINESS IS INVESTMENT RELATED. LEE FINANCIAL RECORDKEEPING, INC. HAS CONTRACTED WITH LEE FINANCIAL MUTUAL FUND, INC. TO ACT AS THE TRANSFER AGENT AND DIVIDEND DISBURSING AGENT AND PROVIDE SHAREHOLDER SERVICES. THE BUSINESS IS NOT INVESTMENT RELATED. THESE BUSINESSES ARE LOCATED AT: 3113 OLU STREET HONOLULU, HI 96816. SECRETARY FOR LEE FINANCIAL MUTUAL FUND, INC. START DATE: 01/2018. DIRECTOR; EXECUTIVE VICE PRESIDENT; SECRETARY; OF LEE FINANCIAL GROUP HAWAII, INC. AND LEE FINANCIAL RECORDKEEPING, INC. START DATE: 08/1988. DUTIES: EXECUTIVE MANAGEMENT; TRANSFER AGENT ADMINISTRATOR AND SHAREHOLDER SERVICING FOR LEE FINANCIAL RECORDKEEPING, INC. APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THE OTHER BUSINESS: 151. APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 38.