JH
Jeffrey L. Holland
Some features on this profile are disabled
CRD#: 1220527
JH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lee Holland was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Samsil & Holland, LLC; NOT INVESTEMENT RELATED; 3140 Parisa Drive, PADUCAH KY 42003; SELL & SERVICE LIFE, HEALTH, DISABILITY AND LONG TERM CARE INSURANCE, OCCASSIONAL LIFE SETTLEMENTS ON request; OWNER/MEMBER; 7/1/2000 TO PRESENT; 100 HRS PER MONTH; 100 HOURS DURING TRADING HOURS PER MONTH; MEET WITH CLIENTS & PROPECTS TO DO FACT FINDER/NEED ANALYSIS, THEN RECOMMEND INSURANCE PRODUCTS TO MEET THEIR NEEDS. 2)RIVERPORT AUTHORITY; NOT INVESTMENT RELATED; 2000 WAYNE SULLIVAN DRIVE, P.O. BOX 2302 PADUCAH KENTUCKY 42002-2302; RIVER TRANSPORTATION, SHIPPING AND STORAGE OF A VARIETY OF BULK CARGOES; BOARD MEMBER; 10/21/2014 TO 9/1/2018; 4 HOURS/MONTH; 2 HOURS/TRADING; MONTHLY BOARD MEETINGS TO PROVIDE LEADERSHIP AND PLANNING DIRECTION.3). Baptist Health Foundation Board; not investment related; 2501 Kentucky Avenue, Paducah KY 42003; Raising money to support hospital ministry; Emeritus Board member; 01/01/2013-present; 1 hour/month (1 during securities trading hours); sit on quarterly meetings to review staff's efforts/activities and facilitate fund raising. 4) Board of Directors Fellowshio of Christian Athletes; not investment relatedl 2660 Olivet Church Road Paducah KY 42001; board position; voluntary board member; 11/04/2021; 2 hours/month (2 hours during security hours; planning and admin
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 3, 2007 - January 11, 2023
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
PADUCAH, KY
Past
January 3, 2007 - January 11, 2023
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
PADUCAH, KY
Past
February 1, 2006 - December 31, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
PADUCAH, KY
Past
July 7, 1999 - December 31, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
PADUCAH, KY
Past
October 10, 1985 - July 19, 1999
BMA FINANCIAL SERVICES, INC.
BD
CRD#: 7943
KANSAS CITY, MO
Past
February 17, 1984 - October 15, 1985
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
