Christian M. Washington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Matthew Washington, who also goes by Christian Washington, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1984. Christian had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1999 - January 10, 2005
BASIS FINANCIAL, LLC
January 30, 1998 - October 15, 1998
OMNI FINANCIAL GROUP, L.L.C.
March 6, 1997 - January 30, 1998
CYPRESS SECURITIES GROUP, INC.
August 24, 1987 - January 26, 1988
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 28, 1987 - July 21, 1987
GLENFED BROKERAGE SERVICES
February 5, 1986 - April 17, 1986
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 17, 1984 - May 17, 1985
PRUDENTIAL EQUITY GROUP, LLC
February 28, 1984 - August 13, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BASIS FINANCIAL, LLC
CRD#: 43694 / SEC#: , 8-50367
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
