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Robert Michael Bloom

CRD# 1220423·Registered 1996 - 2012
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Michael Bloom, who also goes by Robert M Bloom, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1996 - 2012. Robert had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert M Bloom

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

FOREFRONT CAPITAL MARKETS LLC·CRD# 151812
BD
New York, NY
June 14, 2011 - January 18, 2012
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
March 25, 2010 - May 20, 2010
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
March 26, 2007 - March 16, 2009
GGET, LLC.·CRD# 107899
BD
Greenwich, CT
January 2, 2002 - May 25, 2006
BMO CAPITAL MARKETS CORP.·CRD# 16686
BD
New York, NY
April 22, 1998 - March 15, 2001
CANACCORD GENUITY SECURITIES LLC·CRD# 24790
BD
New York, NY
September 5, 1996 - February 11, 1997

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Current Firm

FC
FOREFRONT CAPITAL MARKETS LLC

FOREFRONT CAPITAL MARKETS LLC

CRD#: 151812 / SEC#: 801-80131, 8-68402
BD
Terminated by SEC on 10/16/2015

Contact Information

Established

Delaware since 06/25/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FOREFRONT CAPITAL MARKETS, LLC (7/23/2014)

Direct owners and executive officers

NamePositionCRD#
FOREFRONT CAPITAL HOLDINGS, LLCOWNER-SHAREHOLDER—
REIFLER, BRADLEY CARLCHIEF EXECUTIVE OFFICER1589414
WASITOWSKI, DAVID ALLANCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER4187976

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2001

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2000About the Series 4 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2000About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2000About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Apr 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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