Robert M. Bloom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Bloom, who also goes by Robert M Bloom, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2011 - January 18, 2012
FOREFRONT CAPITAL MARKETS LLC
March 25, 2010 - May 20, 2010
SG AMERICAS SECURITIES, LLC
March 26, 2007 - March 16, 2009
J.P. MORGAN SECURITIES LLC
January 2, 2002 - May 25, 2006
GGET, LLC.
April 22, 1998 - March 15, 2001
BMO CAPITAL MARKETS CORP.
September 5, 1996 - February 11, 1997
CANACCORD GENUITY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/12/2001
Limited Representative-Equity Trader ExamCurrent Firm
FOREFRONT CAPITAL MARKETS LLC
CRD#: 151812 / SEC#: 801-80131, 8-68402
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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