Asami Ishimaru
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Asami Ishimaru was a registered financial professional .
Asami is a previously registered financial professional and started their career in finance in 1983. Asami had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2015 - December 12, 2019
HUGHES BERKSHIRE ADVISORY, LLC
June 22, 1993 - February 7, 1996
TRIAD SECURITIES CORP
December 11, 1987 - May 30, 1991
GOLDMAN SACHS & CO. LLC
December 29, 1983 - October 12, 1989
LEHMAN BROTHERS INC.
December 21, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HUGHES BERKSHIRE ADVISORY, LLC
CRD#: 173303 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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