Walter J. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter John Scott JR was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1986. Walter had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 1988 - November 28, 1995
WFG SECURITIES CORPORATION
March 19, 1986 - December 31, 2016
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WFG SECURITIES CORPORATION
CRD#: 13169 / SEC#: , 8-28802
Contact information
Documents
Red Flags
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