Bruce C. Juell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Charles Juell was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1983. Bruce had worked at 3 firms and has passed the Series 41, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1989 - November 21, 1990
D. F. DEGMAN & CO. INCORPORATED
May 29, 1985 - November 22, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
December 21, 1983 - May 24, 1985
FIRST WILSHIRE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 9/21/1985
NYSE Allied Member ExaminationCurrent Firm
D. F. DEGMAN & CO. INCORPORATED
CRD#: 7357 / SEC#: , 8-21431
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
