Jayne Abbott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jayne Abbott, who also goes by Jayne Abbott Mucciarone, was a registered financial professional .
Jayne is a previously registered financial professional and started their career in finance in 1984. Jayne had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2015 - April 4, 2016
MML DISTRIBUTORS, LLC
May 1, 1997 - March 18, 2002
MML INVESTORS SERVICES, LLC
May 24, 1994 - May 15, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 24, 1994 - May 15, 1995
OSAIC FA, INC.
July 8, 1992 - February 22, 1994
G. R. PHELPS & CO., INC.
May 22, 1987 - January 2, 1992
G. R. PHELPS & CO., INC.
January 9, 1986 - June 1, 1987
1717 CAPITAL MANAGEMENT COMPANY
January 1, 1984 - December 23, 1985
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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