Sheldon D. Weitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheldon David Weitz was a registered financial professional .
Sheldon is a previously registered financial professional and started their career in finance in 1984. Sheldon had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 1994 - November 23, 1998
GLOBAL FINANCIAL GROUP, INC.
May 9, 1990 - November 2, 1994
HAYNE, MILLER FINANCIAL, INC.
January 27, 1988 - May 15, 1990
HEINER FINANCIAL SERVICES CORPORATION
January 25, 1984 - October 4, 1989
HEINER & STOCK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL FINANCIAL GROUP, INC.
CRD#: 23958 / SEC#: , 8-40814
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
