Kenneth V. Arvidson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Verner Arvidson, who also goes by Kenneth V Arvidson Jr, Kenneth Verner Arvidson Jr, Kenneth Arvidson, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 13 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2024 - August 25, 2025
THE LEADERS GROUP, INC.
June 2, 2021 - October 31, 2023
P.J. ROBB VARIABLE, LLC
October 1, 2018 - February 4, 2021
COREBRIDGE CAPITAL SERVICES, INC.
October 26, 2016 - October 2, 2018
THE LEADERS GROUP, INC.
February 1, 2013 - November 4, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 20, 2000 - January 9, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 8, 1997 - December 31, 2000
NATIONWIDE SECURITIES, LLC
February 18, 1997 - May 28, 1997
THE LEADERS GROUP, INC.
March 23, 1990 - October 15, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
August 16, 1989 - February 15, 1990
TOWER SQUARE SECURITIES, INC.
February 16, 1988 - April 8, 1989
ILG SECURITIES CORPORATION
January 7, 1987 - December 21, 1987
MORISON SECURITIES, INC.
April 16, 1984 - March 22, 1985
WS GRIFFITH SECURITIES, INC.
December 12, 1983 - March 10, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 12, 1983 - March 10, 1984
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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