Glenn Shane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Shane, CFP®, who also goes by Glenn Bruce Shane, Glenn Burce Shane, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1984. Glenn had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
September 4, 2020 - November 22, 2023
MERCER ALLIED COMPANY, L.P.
September 3, 2020 - November 22, 2023
GOLDMAN SACHS & CO. LLC
October 30, 2017 - August 31, 2020
CETERA WEALTH SERVICES, LLC
June 10, 2009 - February 1, 2024
UNITED CAPITAL FINANCIAL ADVISORS
January 8, 2009 - November 1, 2017
GIRARD SECURITIES, INC.
June 7, 2007 - June 20, 2007
OSAIC SERVICES, INC.
October 31, 2005 - January 13, 2009
OSAIC SERVICES, INC.
May 28, 2003 - December 31, 2008
SHANE & ASSOCIATES
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
October 31, 1988 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
February 27, 1984 - November 4, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER ALLIED COMPANY, L.P.
CRD#: 37404 / SEC#: , 8-47739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDMAN SACHS WEALTH SERVICES, L.P. | SOLE LIMITED PARTNER | 106693 |
| GS AYCO HOLDING LLC | GENERAL PARTNER | |
| HALL, LARIK MARSHALL | PRESIDENT | 2634322 |
| KINOWSKI, KYLE T | VICE PRESIDENT | 4277862 |
| LUKS, SHELLEY M | VP & CHIEF FINANCIAL OFFICER | 6004389 |
| NASS, JEREMY PAUL | VP & CHIEF OPERATIONS OFFICER | 4244509 |
| RYAN, DIANA ELIZABETH | VP & CHIEF COMPLIANCE OFFICER | 2780148 |
| VOLSKY, MELISSA C | VICE PRESIDENT | 4648752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
