Diana Brown

CMG WEALTH MANAGEMENT

Plano, TX 75093

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CRD#: 1219715

Professional summary

Diana Brown, who also goes by Diana Lynn Brown, Diana Lynn Mentlewski, Diana Lynn Schultz, Diana Lynn Shupe, is a registered financial advisor currently at CMG WEALTH MANAGEMENT located in Plano, Texas.

Diana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Diana has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diana Lynn Brown | Diana Lynn Mentlewski | Diana Lynn Schultz | Diana Lynn Shupe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2020 - Present

CMG WEALTH MANAGEMENT

Office #1: 2500 Dallas Parkway, Suite 400, Plano, TX 75093

RIA

CRD#: 307513

Plano, TX

Past

September 21, 2018 - May 20, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PLANO, TX

Past

July 20, 2007 - September 21, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PLANO, TX

Past

August 2, 2001 - June 11, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ADDISON, TX

Past

August 2, 2001 - June 11, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ADDISON, TX

Past

January 4, 1999 - April 24, 2001

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

August 13, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CMG WEALTH MANAGEMENT

CMG GLOBAL HOLDINGS, LLC | COURSE MADE GOOD WEALTH MANAGEMENT | CMG WEALTH MANAGEMENT

CRD#: 307513 / SEC#: 801-118163

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/1998

General Securities Representative Examination

Current Firm

CMG WEALTH MANAGEMENT

CMG GLOBAL HOLDINGS, LLC | COURSE MADE GOOD WEALTH MANAGEMENT | CMG WEALTH MANAGEMENT

CRD#: 307513 / SEC#: 801-118163

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

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Contact information

Main Address

2500 Dallas Parkway, Suite 400, Plano, TX 75093

Mailing Address

Phone number

(469) 729-7084

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE - CMG WEALTH MANAGEMENT (1/31/2025)

Regulatory assets under management

Total Number of Accounts	648
AUM (Assets Under Management)	$ 342,313,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Diana Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

Primary Firm SEC Registration

CMG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/10/1998

Current Firm

CMG WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CMG WEALTH MANAGEMENT

TRUST BUT VERIFY

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