David Eugene Miller
Professional Summary
David Eugene Miller is a registered financial advisor currently at EAGLE FINANCIAL ADVISORS, LLC located in Frisco, Texas. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
CLA USA ADVISORY GROUP, LLC | EAGLE FINANCIAL ADVISORS, LLC
Contact Information
Main Address
9300 Wade Blvd. Suite 100, Frisco, TX 75035Phone Number
(800) 994-1317# of Employees
9SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
421AUM (Assets Under Management)
$113,064,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CLA USA ADVISORY GROUP, LLC | EAGLE FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(9/25/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1986About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 2002About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Eugene Miller's CRS (Customer Relationship Summary).
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