David E. Miller

EAGLE FINANCIAL ADVISORS

Frisco, TX 75035

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CRD#: 1219681

Professional summary

David Eugene Miller is a registered financial advisor currently at EAGLE FINANCIAL ADVISORS, LLC located in Frisco, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF THE OTHER BUSINESS:Miller Financial Services, Inc. INVESTMENT- RELATED: YES ADDRESS OF THE OTHER BUSINESS:921 Chatham Lane, Columbus, OH 93221 YOUR POSITION OR TITLE:President NATURE OF THE OTHER BUSINESS:Life Insurance & annuity START DATE:1/1/1993 APPROXIMATE NUMBER OF HOURS/MONTH:8 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Returning correspondence, filing death claims, servicing existing clients. COMPENSATION :Yes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Eugene Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2019 - Present

EAGLE FINANCIAL ADVISORS, LLC

Office #1: 9300 Wade Blvd. Suite 100, Frisco, TX 75035

RIA

CRD#: 167696

Frisco, TX

Past

March 20, 2018 - January 2, 2019

NVEST WEALTH STRATEGIES, INC.

RIA

CRD#: 139758

Powell, OH

Past

August 14, 2017 - February 7, 2018

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Marion, OH

Past

August 11, 2017 - February 7, 2018

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Marion, OH

Past

December 12, 2016 - August 2, 2017

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

MARION, OH

Past

December 12, 2016 - August 2, 2017

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

MARION, OH

Past

June 12, 2015 - December 6, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLUMBUS, OH

Past

June 12, 2015 - December 6, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

COLUMBUS, OH

Past

February 18, 2004 - June 25, 2015

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

COLUMBUS, OH

Past

February 26, 2002 - June 25, 2015

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

COLUMBUS, OH

Past

June 7, 2000 - February 8, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 20, 1998 - June 14, 2000

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 15, 1992 - October 23, 1998

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

March 1, 1988 - January 15, 1992

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

September 11, 1986 - December 31, 1987

VESTAX SECURITIES CORPORATION

CRD#: 10332

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/10/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/22/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

EAGLE FINANCIAL ADVISORS, LLC

CLA USA ADVISORY GROUP, LLC | EAGLE FINANCIAL ADVISORS, LLC

CRD#: 167696 / SEC#:

Arizona

Registered Investment Advisory firm - (6/16/2015 Approved)

Florida

Registered Investment Advisory firm - (5/21/2014 Approved)

Georgia

Registered Investment Advisory firm - (10/16/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/1/2015 Approved)

Indiana

Registered Investment Advisory firm - (4/16/2021 Approved)

Louisiana

Registered Investment Advisory firm - (10/6/2014 Approved)

Michigan

Registered Investment Advisory firm - (6/11/2014 Approved)

Minnesota

Registered Investment Advisory firm - (11/2/2015 Approved)

Missouri

Registered Investment Advisory firm - (12/3/2014 Approved)

New Jersey

Registered Investment Advisory firm - (8/31/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (6/5/2017 Approved)

North Carolina

Registered Investment Advisory firm - (1/17/2014 Approved)

Ohio

Registered Investment Advisory firm - (3/3/2014 Approved)

Oklahoma

Registered Investment Advisory firm - (4/23/2014 Approved)

Oregon

Registered Investment Advisory firm - (2/10/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/13/2014 Approved)

Texas

Registered Investment Advisory firm - (9/16/2013 Approved)

Wisconsin

Registered Investment Advisory firm - (2/19/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9300 Wade Blvd. Suite 100, Frisco, TX 75035

Mailing Address

Phone number

(800) 994-1317

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	373
AUM (Assets Under Management)	$ 86,998,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

David E. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Eugene Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

NVEST WEALTH STRATEGIES, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

WALNUT STREET SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

WOODBURY FINANCIAL SERVICES, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

VESTAX SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2000

SIE

Date: 2/7/2018

Series 7

Date: 9/15/2015

Series 6

Date: 9/10/1986

Series 26

Date: 6/22/2002

Current Firm

EAGLE FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EAGLE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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