Louise J. Model
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louise Joy Model was a registered financial professional .
Louise is a previously registered financial professional and started their career in finance in 1983. Louise had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2020 - February 3, 2026
BAILARD, INC.
October 19, 2004 - December 31, 2008
QUASAR DISTRIBUTORS, LLC
November 18, 1999 - September 27, 2004
FORESIDE DISTRIBUTION SERVICES, L.P.
June 17, 1992 - September 9, 1999
ATEL SECURITIES CORPORATION
August 23, 1985 - June 9, 1988
MORGAN STANLEY DW INC.
December 19, 1983 - July 19, 1985
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
BAILARD, INC.
CRD#: 110550 / SEC#: 801-8562
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAILARD, INC.
CRD#: 110550 / SEC#: 801-8562
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,573 |
| AUM (Assets Under Management) | $ 6,538,323,255 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
