John P. Larson

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CRD#: 1219585

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Paul Larson, who also goes by John P Larson, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1984. John had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John P Larson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 8, 2012 - December 4, 2020

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

CHICAGO, IL

Past

July 29, 2008 - June 8, 2012

M&I INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 109802

MILWAUKEE, WI

Past

July 18, 2001 - May 4, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

May 10, 2000 - March 9, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

January 1, 1999 - May 22, 2000

B. C. ZIEGLER AND COMPANY

CRD#: 61

CHICAGO, IL

Past

April 24, 1993 - January 1, 1999

GS2 SECURITIES, INC.

CRD#: 14745

MILWAUKEE, WI

Past

February 16, 1993 - April 13, 1993

BARRINGTON RESEARCH ASSOCIATES, INC.

CRD#: 13820

CHICAGO, IL

Past

September 4, 1990 - February 22, 1991

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 25, 1984 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BMO ASSET MANAGEMENT CORP.

CRD#: 106466 / SEC#: 801-35533

RIA

Registered Investment Advisory firm - (11/17/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/23/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Current Firm

BMO ASSET MANAGEMENT CORP.

CRD#: 106466 / SEC#: 801-35533

RIA

Registered Investment Advisory firm - (11/17/1989 Approved)

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Contact information

Main Address

320 S. Canal Street 12th Floor, Chicago, IL 60606

Mailing Address

Phone number

(312) 461-4002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMO AM-ADV PART 2A AMENDMENT_05.15.2025 (5/15/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 5,186,280,670

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Larson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

M&I INVESTMENT MANAGEMENT CORP.

WELLS FARGO INVESTMENTS, LLC

TUCKER ANTHONY INCORPORATED

B. C. ZIEGLER AND COMPANY

GS2 SECURITIES, INC.

BARRINGTON RESEARCH ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

Primary Firm SEC Registration

BMO ASSET MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2003

Series 63

Date: 3/23/1984

Series 7

Date: 1/21/1984

Current Firm

BMO ASSET MANAGEMENT CORP.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BMO ASSET MANAGEMENT CORP.

TRUST BUT VERIFY

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