Aladdin N. Bushrui
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aladdin Nayer Bushrui, who also goes by Al Bush, was a registered financial professional .
Aladdin is a previously registered financial professional and started their career in finance in 1983. Aladdin had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - November 12, 2020
TD SECURITIES (USA) LLC
January 5, 2011 - July 31, 2012
CANTOR FITZGERALD & CO.
July 18, 1996 - September 18, 2008
LEHMAN BROTHERS INC.
February 7, 1994 - August 9, 1996
CITIGROUP GLOBAL MARKETS INC.
October 21, 1993 - February 23, 1994
M. J. WHITMAN, INC.
April 30, 1991 - September 16, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
November 18, 1986 - April 30, 1991
MABON, NUGENT & CO.
December 19, 1983 - January 27, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
