Mark W. Tyler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Tyler was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 3 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2008 - December 31, 2018
TYLER INVESTMENT
December 8, 2006 - May 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 2006 - May 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1983 - April 16, 1984
HEINER & STOCK, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 2
Date: 9/21/1993
Non-Member General Securities ExaminationCurrent Firm
TYLER INVESTMENT
CRD#: 148013 / SEC#:
Contact information
Red Flags
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