James M. Tierney

ROBERTSON STEPHENS

West Palm Beach, FL

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CRD#: 1219258

Professional summary

James Michael Tierney JR, who also goes by J Michael Tierney Jr, James Michael Tierney, Michael Tierney, is a registered financial advisor currently at ROBERTSON STEPHENS located in West Palm Beach, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 14 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Michael Tierney Jr | James Michael Tierney | Michael Tierney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Tierney JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2018 - Present

ROBERTSON STEPHENS

RIA

CRD#: 289977

West Palm Beach, FL

Past

September 26, 2013 - January 12, 2018

ROBERTSON STEPHENS ADVISORS

RIA

CRD#: 166736

SAN FRANCISCO, CA

Past

September 1, 2005 - December 31, 2005

TIERNEY CAPITAL MANAGEMENT

RIA

CRD#: 134280

SAN FRANCISCO, CA

Past

January 7, 2005 - December 10, 2013

PRESIDIO CAPITAL ADVISORS LLC

RIA

CRD#: 108531

SAN FRANCISCO, CA

Past

January 6, 2005 - September 3, 2010

PRESIDIO CAPITAL ADVISORS, LLC

CRD#: 116284

SAN FRANCISCO, CA

Past

February 2, 2004 - December 31, 2004

CARIS & COMPANY, INC.

CRD#: 104235

SAN DIEGO, CA

Past

August 15, 2003 - October 10, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

October 1, 1997 - September 16, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

July 23, 1996 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Past

December 15, 1994 - July 16, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 10, 1992 - December 22, 1994

SALOMON BROTHERS MUNICIPALS INC

CRD#: 28940

Past

March 14, 1991 - December 22, 1994

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

November 26, 1984 - February 27, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 21, 1983 - November 15, 1984

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/22/2018)

IAR

Florida
(11/7/2018)

IAR

New Jersey
(10/29/2018)

IAR

New York
(9/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/4/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

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Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	7,419
AUM (Assets Under Management)	$ 7,139,384,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Tierney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Tierney JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS ADVISORS

TIERNEY CAPITAL MANAGEMENT

PRESIDIO CAPITAL ADVISORS LLC

PRESIDIO CAPITAL ADVISORS, LLC

CARIS & COMPANY, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SALOMON BROTHERS MUNICIPALS INC

SALOMON BROTHERS INC.

LEHMAN BROTHERS INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/1994

Series 63

Date: 1/3/1984

Series 3

Date: 5/4/1994

Series 7

Date: 12/17/1983

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

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