Robert R. Stark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Russell Stark, who also goes by Bob Stark, Robert R Stark, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2011 - October 17, 2024
CALDER FINANCIAL GROUP
March 23, 2010 - December 31, 2010
CALDER FINANCIAL GROUP
August 12, 2002 - September 21, 2006
STOCKING SECURITIES CORP
March 10, 1999 - May 26, 1999
KEYBANC CAPITAL MARKETS INC.
September 12, 1994 - February 11, 1997
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
September 7, 1988 - October 20, 1992
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
April 7, 1987 - June 7, 1988
UBS FINANCIAL SERVICES INC.
January 12, 1984 - April 7, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CALDER FINANCIAL GROUP
CRD#: 143973 / SEC#: 801-67907
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALDER FINANCIAL GROUP
CRD#: 143973 / SEC#: 801-67907
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,319 |
| AUM (Assets Under Management) | $ 260,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
