Timothy J. Holk

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CRD#: 1219185

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Jan Holk was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1984. Timothy had worked at 12 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 10, 2016 - December 31, 2025

D'ARCANGELO FINANCIAL ADVISORS, LLC

RIA

CRD#: 117833

Kinderhook, NY

Past

May 4, 2010 - May 1, 2013

M HOLDINGS SECURITIES, INC.

CRD#: 43285

POUGHKEEPSIE, NY

Past

November 6, 2009 - May 7, 2010

MCM SECURITIES LLC

CRD#: 41571

TROY, NY

Past

September 8, 2005 - March 30, 2009

CGA SECURITIES, LLC

CRD#: 32301

READING, MA

Past

July 24, 2000 - September 23, 2003

AMERIPROP, INC.

CRD#: 24305

MELVILLE, NY

Past

November 6, 1997 - May 15, 1998

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

January 11, 1993 - February 5, 1996

CAPITAL GROWTH & SHELTER,INC.

CRD#: 15524

Past

June 26, 1992 - November 24, 1992

CAPITAL GROWTH & SHELTER,INC.

CRD#: 15524

Past

January 5, 1989 - June 26, 1990

ELDERS SECURITIES INC.

CRD#: 14111

Past

August 31, 1988 - January 11, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 15, 1986 - January 7, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

August 17, 1985 - July 2, 1986

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

March 19, 1984 - August 12, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/9/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Current Firm

D'ARCANGELO FINANCIAL ADVISORS, LLC

CRD#: 117833 / SEC#:

Connecticut

Registered Investment Advisory firm - (3/16/2018 Approved)

Florida

Registered Investment Advisory firm - (1/13/2011 Approved)

Massachusetts

Registered Investment Advisory firm - (7/2/2025 Approved)

New Jersey

Registered Investment Advisory firm - (1/29/2024 Approved)

New York

Registered Investment Advisory firm - (10/14/1999 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/18/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (9/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

510 Haight Avenue Suite 201, Poughkeepsie, NY 12603

Mailing Address

Phone number

(845) 473-8261

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy J. Holk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

MCM SECURITIES LLC

CGA SECURITIES, LLC

AMERIPROP, INC.

PURSHE KAPLAN STERLING INVESTMENTS

CAPITAL GROWTH & SHELTER,INC.

CAPITAL GROWTH & SHELTER,INC.

ELDERS SECURITIES INC.

INTEGRATED RESOURCES EQUITY CORPORATION

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2022

Series 63

Date: 7/9/1984

Series 3

Date: 1/9/1984

Series 7

Date: 11/19/1983

Current Firm

D'ARCANGELO FINANCIAL ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

D'ARCANGELO FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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