Frank Canelas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Canelas JR., who also goes by Frank Canelas Jr, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1983. Frank had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2005 - December 31, 2006
PURSUIT INVESTMENT MANAGEMENT LLC
October 24, 2003 - February 28, 2005
PURSUIT PARTNERS LLC
February 7, 2002 - December 20, 2021
PURSUIT PARTNERS LLC
January 3, 2002 - October 24, 2003
PURSUIT PARTNERS, LLC
October 17, 1990 - February 9, 2001
NATWEST MARKETS SECURITIES INC.
October 25, 1988 - August 17, 1990
KIDDER, PEABODY & CO. INCORPORATED
July 25, 1987 - April 7, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
June 20, 1984 - November 5, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
December 21, 1983 - June 12, 1984
MGIC MORTGAGE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
