Rolf A. Trautsch

C & T FINANCIAL SERVICES GROUP | Financial Professional

PACIFIC GROVE, CA 93950

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CRD#: 1219010

Professional summary

Rolf Albert Trautsch, CFP® is a registered financial advisor currently at C & T FINANCIAL SERVICES GROUP, INC. located in Pacific Grove, California and OSAIC WEALTH, INC. located in Pacific Grove, California.

Rolf is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Rolf has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Business Succession Planning

Investment Planning

Employee and Employer Plan Ben...

Estate Planning

Divorce Planning

Retirement Planning

Education Planning

Comprehensive Financial Planni...

Budgeting

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DARO ENTERPRISES POSITION: Owner NATURE: Sole Proprietership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/19/1987 ADDRESS: 252 Pine Ave., Suite C, Pacific Grove CA 93950, United States DESCRIPTION: Typical Rental duties, including management and maintenance of the property, if vacancy occurs, seek new tenants, establish relationship with tenant, collect rents, etc. 2. C & T FINANCIAL SERVICES GROUP, INC. POSITION: CEO NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/28/2003 ADDRESS: 252 Pine Avenue, Ste C., Pacific Grove CA 93950, United States DESCRIPTION: I provide Financial Planning and Investment Advisory Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rolf Albert Trautsch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

November 25, 2003 - Present

C & T FINANCIAL SERVICES GROUP, INC.

Office #1: 252 Pine Ave., Suite C, Pacific Grove, CA 93950

RIA

CRD#: 127922

PACIFIC GROVE, CA

Current

November 19, 1989 - Present

OSAIC WEALTH, INC.

Office #1: 252 Pine Ave. Suite C, Pacific Grove, CA 93950

RIA

CRD#: 23131

Pacific Grove, CA

Past

October 16, 2012 - June 25, 2015

WHJR ASSOCIATES

RIA

CRD#: 113269

PACIFIC GROVE, CA

Past

November 3, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 25, 1985 - November 3, 1988

CHRISTOPHER WEIL & COMPANY, INC

CRD#: 6566

Past

January 25, 1984 - December 24, 1985

INVESTMENT MARKETING, INC.

CRD#: 2322

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/1/2013)

Arkansas
(11/13/2017)

California
(11/19/1989)

IAR

California
(11/25/2003)

Colorado
(7/14/1999)

Idaho
(1/16/2013)

Maine
(2/10/2022)

Oregon
(4/13/1999)

South Carolina
(2/4/2013)

Texas
(5/8/2003)

Virginia
(12/1/2023)

Washington
(6/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/28/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

C & T FINANCIAL SERVICES GROUP, INC.

CRD#: 127922 / SEC#:

California

Registered Investment Advisory firm - (11/25/2003 Approved)

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Contact information

Main Address

252 Pine Avenue, Ste C, Pacific Grove, CA 93950

Mailing Address

Phone number

(831) 375-3990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

xxxxxxx

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Rolf A. Trautsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rolf Albert Trautsch's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WHJR ASSOCIATES

INTEGRATED RESOURCES EQUITY CORPORATION

CHRISTOPHER WEIL & COMPANY, INC

INVESTMENT MARKETING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/1986

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1984

Series 24

Date: 4/7/1997

FINRA

Current Firm

C & T FINANCIAL SERVICES GROUP, INC.

Contact information

Documents

Red Flags

Company Information

C & T FINANCIAL SERVICES GROUP, INC.

TRUST BUT VERIFY

Contact information

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