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Victor Will Maresh

CRD# 1219006·Registered 1984 - 2015
Previously Registered: Being a previously registered professional could mean that Victor is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Victor Will Maresh, who also goes by VIc Maresh, was a registered financial advisor. Victor was a previously registered financial professional and started their career in finance 1984 - 2015. Victor had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vic Maresh

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

DOMINION INVESTOR SERVICES, INC.·CRD# 21548
BD
San Antonio, TX
September 3, 1991 - December 31, 2015
PRINCIPAL FINANCIAL SECURITIES,INC.·CRD# 260
BD
Dallas, TX
January 25, 1984 - September 16, 1991

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Current Firm

DI
DOMINION INVESTOR SERVICES, INC.

DOMINION INVESTOR SERVICES, INC. | REED SECURITIES COMPANY, INC. | PERFORMAX INVESTMENT SERVICES, INC.

CRD#: 21548 / SEC#: 8-39029
BD
Terminated by SEC on 12/20/2024

Contact Information

Established

Texas since 03/14/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DOMINION FINANCIAL SERVICES, INC.PARENT/SHAREHOLDER—
CRISLER, SHIRLEY MAEIP, SR VICE PRESIDENT, DIRECTOR, CORPORATE SECRETARY, CHIEF COMPLIANCE OFFICER2118069
SHROPSHIRE, CAMERON EDWARD IIIVICE PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP2233524
SMITH, RIX CARLTONPRESIDENT, CEO, DIRECTOR, GP, MP,OP1061442

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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