Hugh B. Eden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Bradley Eden, who also goes by Brad Eden, Bradley Eden, was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1983. Hugh had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 5 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2017 - January 22, 2018
NEXPOINT SECURITIES, INC.
May 23, 1988 - December 10, 1996
INSTITUTIONAL BROKERAGE SERVICES CORPORATION
June 10, 1985 - May 27, 1988
PRESCOTT, BALL & TURBEN, INC.
December 21, 1983 - July 26, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 5/22/1984
Interest Rate Options ExaminationCurrent Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
