Lawrence S. Zaslow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Stuart Zaslow, who also goes by Larry Zaslow, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1984. Lawrence had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1998 - December 13, 2001
ADOLPH KOMORSKY INVESTMENTS
March 28, 1995 - May 6, 1998
SSC NY CORP.
September 19, 1994 - March 17, 1995
BISHOP, ROSEN & CO., INC.
May 7, 1991 - August 30, 1994
D. BLECH & COMPANY, INCORPORATED
October 31, 1990 - April 23, 1991
MANCHESTER RHONE SECURITIES CORP.
November 20, 1989 - October 26, 1990
GKN SECURITIES CORP.
June 26, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
June 16, 1987 - May 31, 1989
GLOBAL CAPITAL SECURITIES, INC.
October 14, 1986 - June 24, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 1984 - April 2, 1984
HICKEY, KOBER, INCORPORATED
February 24, 1984 - July 1, 1985
STARR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADOLPH KOMORSKY INVESTMENTS
CRD#: 30838 / SEC#: , 8-45203
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADOLPH, PETER WILLIAM | DIRECTOR | |
| KOMORSKY, MARC ERIC | DIRECTOR | |
| BUCHANAN, VINCENT ANTHONY | CHIEF FINANCIAL OFFICER | 34247 |
| FLETCHER, RICHARD FRANCIS | DIRECTOR OF COMPLIANCE |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
