Dominick Mitarotondo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominick Mitarotondo was a registered financial professional .
Dominick is a previously registered financial professional and started their career in finance in 1983. Dominick had worked at 15 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - September 12, 2013
THE BENCHMARK COMPANY, LLC
March 19, 2007 - September 8, 2010
RUSHMORE CAPITAL, INC.
September 13, 2005 - September 8, 2010
DOMESTIC SECURITIES, INC.
June 2, 2004 - September 15, 2005
GRANTA CAPITAL GROUP LLC
February 27, 2004 - May 26, 2004
THE VERTICAL GROUP
April 15, 2002 - February 24, 2004
BROKERAGEAMERICA, LLC
January 31, 2002 - April 15, 2002
BROKERAGEAMERICA, INC
February 5, 2001 - December 12, 2001
HAPOALIM SECURITIES USA, INC.
December 4, 2000 - February 5, 2001
MONTROSE CAPITAL MANAGEMENT LTD.
March 22, 1999 - October 30, 2000
TRADE.COM ONLINE SECURITIES, INC.
June 16, 1998 - March 12, 1999
BARINGTON CAPITAL GROUP, L.P.
May 15, 1985 - April 14, 1998
D. H. BLAIR & CO., INC.
March 14, 1985 - May 10, 1985
FORESTERS FINANCIAL SERVICES, INC.
March 5, 1984 - April 26, 1984
MORGAN STANLEY & CO. LLC
December 21, 1983 - February 8, 1984
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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