Kevin M. Marra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Marra was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1983. Kevin had worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2012 - March 1, 2017
TRUIST SECURITIES, INC.
April 2, 2012 - October 25, 2012
RAYMOND JAMES & ASSOCIATES, INC.
June 12, 2007 - April 2, 2012
MORGAN KEEGAN & COMPANY, LLC
July 1, 2003 - June 28, 2005
WELLS FARGO SECURITIES, LLC
January 19, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 20, 1997 - January 13, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
June 5, 1996 - March 13, 1997
CETERA WEALTH SERVICES, LLC
April 7, 1992 - January 31, 1996
THE ROBINSON-HUMPHREY COMPANY, LLC
May 15, 1989 - April 16, 1992
UBS FINANCIAL SERVICES INC.
May 14, 1988 - July 11, 1988
LEHMAN BROTHERS INC.
May 28, 1985 - May 14, 1988
E. F. HUTTON & COMPANY INC
December 21, 1983 - May 8, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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