John A. Wolfe
Professional summary
John Anthony Wolfe, CFP®, who also goes by Bird Wolfe, is a registered financial advisor currently at JOHN A. WOLFE & ASSOCIATES, INC. located in Portage, Michigan.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 3 firms and has passed the Series 65, Series 63, Series 2, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2009 - Present
JOHN A. WOLFE & ASSOCIATES, INC.
Office #1: 440 West Centre Avenue Suite 4, Portage, MI 49024-5357April 20, 1988 - January 6, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 1983 - March 10, 1988
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
JOHN A. WOLFE & ASSOCIATES, INC.
CRD#: 110799 / SEC#: 801-36076
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/24/2009)
(3/7/2011)
Exams
Series 2
Date: 6/24/1994
Non-Member General Securities ExaminationCurrent Firm
JOHN A. WOLFE & ASSOCIATES, INC.
CRD#: 110799 / SEC#: 801-36076
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,171 |
| AUM (Assets Under Management) | $ 560,663,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
JOHN A. WOLFE & ASSOCIATES, INC.
CRD#: 110799Portage, MI 49024-5357TRUST BUT VERIFY
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