John Anthony Wolfe
CFP®Professional Summary
John Anthony Wolfe, CFP®, who also goes by Bird Wolfe, is a registered financial advisor currently at JOHN A. WOLFE & ASSOCIATES, INC. located in Portage, Michigan. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 3 firms and has passed the Series 65, Series 63, Series 2, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bird Wolfe
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MWA FINANCIAL SERVICES INC.
Videos & Posts
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MWA FINANCIAL SERVICES INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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MWA FINANCIAL SERVICES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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MWA FINANCIAL SERVICES INC.
Credentials
Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
JOHN A. WOLFE & ASSOCIATES, INC. | THE MILLER FINANCIAL GROUP, INC. | MILLER FINANCIAL GROUP INC
Contact Information
Main Address
440 West Centre Avenue Suite 4, Portage, MI 49024-5357Phone Number
(269) 324-1988# of Employees
3SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,171AUM (Assets Under Management)
$560,663,000Similar Advisors
MWA FINANCIAL SERVICES INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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MWA FINANCIAL SERVICES INC.
Primary Firm SEC Registration
JOHN A. WOLFE & ASSOCIATES, INC. | THE MILLER FINANCIAL GROUP, INC. | MILLER FINANCIAL GROUP INC
State Registrations and Notice Filings
(11/24/2009)
(3/7/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Jun 1994Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1983About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 1985About the Series 26 examSimilar Advisors
MWA FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Wolfe's CRS (Customer Relationship Summary).
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MWA FINANCIAL SERVICES INC.
