Michael S. Kurtz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Steven Kurtz was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 3, Series 5 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2010 - May 16, 2012
THE BENCHMARK COMPANY, LLC
April 28, 2000 - July 22, 2010
BMO CAPITAL MARKETS CORP.
April 18, 1996 - April 3, 2000
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
December 12, 1995 - April 23, 1996
ROSS SECURITIES CORP.
July 20, 1992 - August 16, 1995
FIRST MANHATTAN SECURITIES LLC
May 13, 1992 - July 24, 1992
AMERIPRISE ADVISOR SERVICES, INC.
November 29, 1983 - July 2, 1987
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/2000
Limited Representative-Equity Trader ExamSeries 5
Date: 8/30/1984
Interest Rate Options ExaminationSeries 15
Date: 8/15/1984
Foreign Currency Options ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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