Russell J. Grosjean

HAZARD & SIEGEL ADVISORY SERVICES LLC

CHEEKOWAGA, NY 14227

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CRD#: 1218349

Professional summary

Russell James Grosjean, who also goes by Russ Grosjean, is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Cheekowaga, New York and HAZARD & SIEGEL, INC. located in Cheektowaga, New York.

Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Russell has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Russ Grosjean

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ERIE COMMUNITY COLLEGE/NON INVESTMENT RELATED/BUFFALO, NY/EDUCATION/PROFESSOR/START DATE SEP 1982/40HRS PER MONTH/4HRS DURING MARKET PER MONTH/TEACHING - - 2)TAX PREPERATION/NON INVESTMENT RELATED/ORCHARD PARK, NY/TAXES/SELF EMPLOYED/START DATE SEP 1980/15HRS PER MONTH/4HRS DURING MARKET PER MONTH/TAX RETURN 3)RENTAL PROPERTY/NON INVESTMENT RELATED/ORCHARD PARK,NY/PROPERTY MANAGEMENT/OWNER/START DATE MAR 1979/1HRS PER MONTH/0HRS DURING THE MARKET PER MONTH/CONSULTING - - 4)/FINANCIAL PLANNING/INVESTMENT PROFESSIONAL/START DATE MAY 1994/150HRS PER MONTH/100HRS DURING THE MARKET PER MONTH/FINANCIAL ADVICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell James Grosjean's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2021 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

Office #1: 2875 Union Rd Suite 21, Cheekowaga, NY 14227

RIA

CRD#: 151462

CHEEKOWAGA, NY

Current

September 18, 2013 - Present

HAZARD & SIEGEL, INC.

Office #1: 2875 Union Rd Suite 21, Cheektowaga, NY 14227

CRD#: 2048

Cheektowaga, NY

Past

September 23, 2011 - August 1, 2013

NEWEDGE SECURITIES, LLC

CRD#: 10674

BUFFALO, NY

Past

February 22, 2007 - September 26, 2011

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

HAMBURG, NY

Past

May 28, 1996 - October 30, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

CHEEKTOWAGA, NY

Past

January 10, 1994 - June 20, 1995

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

August 20, 1991 - January 10, 1994

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

March 26, 1984 - August 22, 1991

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/18/2013)

New York
(9/18/2013)

IAR

New York
(7/15/2021)

North Carolina
(4/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/8/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/23/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Russell J. Grosjean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell James Grosjean's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

NEWEDGE SECURITIES, LLC

WALL STREET FINANCIAL GROUP, INC.

SECURITIES AMERICA, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

MONY SECURITIES CORPORATION

CITISTREET EQUITIES LLC

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/1986

SIE

Date: 10/1/2018

Series 6

Date: 3/23/1984

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

Contact information

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