Ana M. Hidalgo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ana Maria Hidalgo, who also goes by Ana Maria Hernandez, was a registered financial professional .
Ana is a previously registered financial professional and started their career in finance in 1984. Ana had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2002 - March 13, 2026
GLP INVESTMENT SERVICES, LLC
April 29, 2002 - November 29, 2002
SECURITIES AMERICA, INC.
January 22, 2001 - March 27, 2002
INVESTORS CAPITAL CORP.
February 18, 1997 - December 31, 2000
LOCUST STREET SECURITIES, INC.
July 22, 1995 - December 31, 1996
SUNAMERICA SECURITIES, INC.
May 2, 1995 - August 2, 1995
INVESTORS CAPITAL CORP.
January 27, 1995 - May 2, 1995
INVEST FINANCIAL CORPORATION
December 14, 1992 - February 8, 1995
IFMG SECURITIES, INC.
June 22, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
June 22, 1984 - December 22, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLP INVESTMENT SERVICES, LLC
CRD#: 25450 / SEC#: , 8-41868
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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