Irving M. Burstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irving Marvin Burstein was a registered financial professional .
Irving is a previously registered financial professional and started their career in finance in 1984. Irving had worked at 17 firms and has passed the Series 63, Series 7, Series 22, Series 4, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2013 - December 3, 2013
R.M. STARK & CO., INC.
September 10, 2012 - September 9, 2013
LEGEND SECURITIES, INC.
September 15, 2005 - October 13, 2011
NSM SECURITIES, INC.
December 15, 2004 - March 21, 2005
JHS CAPITAL ADVISORS, LLC
December 11, 2002 - August 24, 2004
AURA FINANCIAL SERVICES, INC.
November 12, 1999 - March 13, 2001
MILLENNIUM SECURITIES CORP.
April 16, 1998 - April 21, 1999
BARRON CHASE SECURITIES, INC.
March 10, 1997 - June 10, 1997
LUMIERE SECURITIES, INC.
March 20, 1996 - April 26, 1996
GLOBAL STRATEGIES GROUP, INC.
November 29, 1993 - February 5, 1996
CANTONE RESEARCH INC.
July 16, 1993 - October 30, 1993
JARON EQUITIES CORP.
October 5, 1992 - February 2, 1993
SAPERSTON FINANCIAL INC.
May 19, 1992 - October 6, 1992
MEYERS POLLOCK ROBBINS, INC.
September 24, 1990 - May 21, 1992
REICH & CO., INC.
January 24, 1989 - October 8, 1990
STUART, COLEMAN & CO., INC.
June 7, 1984 - November 1, 1985
DAMON, ANDREWS & COMPANY LTD.
January 19, 1984 - June 27, 1985
WINDSOR CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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