Kenneth E. Boone

KENNETH E. BOONE WEALTH MANAGEMENT

OAKDALE, CA 95361

Some features on this profile are disabled

CRD#: 1218135

Professional summary

Kenneth Ezra Boone is a registered financial advisor currently at KENNETH E. BOONE WEALTH MANAGEMENT, LLC located in Oakdale, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Kenneth has worked at 6 firms and has passed the Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kenneth E. Boone has a life Insurance license. From time to time he offers clients the ability to purchase life insurance policies, long term care polices or annuities if appropriate. Kenneth E. Boone recognizes that a conflict of interest exists with him being both a licensed insurance agent as well as an investment advisor. Clients are under no obligation to act on my recommendations or to purchase any such products. Even if a client elects to act on recommendations, the client is under no obligation to implement financial plans or investments through my firm or its representatives. Kenneth Boone and my firm Kenneth E. Boone Wealth Management does not devote any given time to offering any insurance product for my clients. Only through the process of wealth planning and the needs of the client are these products offered.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Ezra Boone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2018 - Present

KENNETH E. BOONE WEALTH MANAGEMENT, LLC

Office #1: 723 W "f" Street 16777, Oakdale, CA 95361

RIA

CRD#: 111971

OAKDALE, CA

Past

March 21, 1994 - April 27, 2001

FOOTHILL SECURITIES, INC.

CRD#: 1027

SANTA CLARA, CA

Past

November 19, 1989 - March 21, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 15, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 21, 1984 - April 19, 1988

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

February 23, 1984 - July 2, 1984

U.S. ADVISORS, INC.

CRD#: 10721

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/1985

General Securities Principal Examination

Current Firm

KENNETH E. BOONE WEALTH MANAGEMENT, LLC

KENNETH E. BOONE | KENNETH E., BOONE WEALTH MANAGEMENT | KENNETH E. BOONE WEALTH MANAGEMENT, LLC | KENNETH E. BOONE ADVISORY SERVICES

CRD#: 111971 / SEC#:

California

Registered Investment Advisory firm - (2/27/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

723 W "f" Street 16777, Oakdale, CA 95361

Mailing Address

Phone number

(209) 847-3700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	205
AUM (Assets Under Management)	$ 71,742,535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marcus Dusenbury

EDELMAN FINANCIAL ENGINES

IAR

LYNNWOOD, WA

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Jerome Bosch

RBC CAPITAL MARKETS, LLC

IAR

Seattle, WA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth E. Boone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Ezra Boone's CRS (Customer Relationship Summary).

Certified licenses

Experience

KENNETH E. BOONE WEALTH MANAGEMENT, LLC

FOOTHILL SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

U.S. ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 10/20/1984

Series 6

Date: 2/17/1984

Series 24

Date: 10/10/1985

Current Firm

KENNETH E. BOONE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KENNETH E. BOONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors