Allen M. Oppenheimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Mervin Oppenheimer, who also goes by Ilan Oppenheimer, was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1984. Allen had worked at 1 firm and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1984 - February 13, 2015
A.M. OPPENHEIMER SECURITIES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
A.M. OPPENHEIMER SECURITIES,INC.
CRD#: 14539 / SEC#: , 8-30840
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A. M. OPPENHEIMER, INC. | 100% OWNERSHIP | |
| OPPENHEIMER, ALLEN MERVIN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 1218100 |
Red Flags
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