Nancy I. Hecht

CERTIFIED ADVISORY CORP

ALTAMONTE SPRINGS, FL 32714

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CRD#: 1217854

Professional summary

Nancy Ilene Hecht, AIF®, CFP®, who also goes by Nancy Ilene Faracchio, is a registered financial advisor currently at CERTIFIED ADVISORY CORP located in Altamonte Springs, Florida and FORTUNE FINANCIAL SERVICES, INC. located in Altamonte Springs, Florida.

Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Nancy has worked at 6 firms and has passed the SIE, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Estate Planning

Insurance Planning

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Nancy Ilene Faracchio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RIA - Certified Advisory Corp - financial planner - CFP since 1984 insurance agent - Certified Insurance Group since 9-1988, commission

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Ilene Hecht's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

July 21, 1993 - Present

CERTIFIED ADVISORY CORP

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714

RIA

CRD#: 120990

ALTAMONTE SPRINGS, FL

Current

March 29, 2021 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 1111 Douglas Avenue, Altamonte Springs, FL 32714

CRD#: 42150

Altamonte Springs, FL

Past

June 10, 2013 - December 31, 2017

DELTA SECURITIES COMPANY, LLC

CRD#: 130577

MAITLAND, FL

Past

November 19, 1998 - July 13, 2021

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

ALTAMONTE SPRINGS, FL

Past

November 18, 1988 - November 24, 1998

CFG SECURITIES CORP.

CRD#: 10815

LONGWOOD, FL

Past

December 8, 1983 - November 22, 1988

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/28/2021)

IAR

Florida
(7/21/1993)

Florida
(4/28/2021)

Georgia
(1/5/2023)

IAR

Louisiana
(4/11/2016)

Louisiana
(1/5/2023)

Michigan
(1/5/2023)

Ohio
(3/29/2021)

IAR

Texas
(10/1/2014)

Texas
(1/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 4/24/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/5/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

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Contact information

Main Address

1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

Mailing Address

Phone number

(407) 869-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAC FIRM BROCHURE 033125 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,217
AUM (Assets Under Management)	$ 2,673,832,488

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/01/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Nancy I. Hecht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Ilene Hecht's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

DELTA SECURITIES COMPANY, LLC

SIGNATURE ESTATE SECURITIES, LLC

CFG SECURITIES CORP.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CERTIFIED ADVISORY CORP

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 22

Date: 4/24/1989

Series 6

Date: 12/5/1983

FINRA

Current Firm

CERTIFIED ADVISORY CORP

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIFIED ADVISORY CORP

TRUST BUT VERIFY

Contact information

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