Oscar J. Junquera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oscar Jose Junquera was a registered financial professional .
Oscar is a previously registered financial professional and started their career in finance in 1994. Oscar had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2009 - January 6, 2014
GLOBAL EQUITY HOLDINGS, LLC
November 3, 2000 - June 21, 2007
UBS SECURITIES LLC
June 28, 1994 - November 3, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL EQUITY HOLDINGS, LLC
CRD#: 111348 / SEC#: , 8-53164
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROSS, DONALD KAY II | CCO/DESIGNATED PRINCIPAL/FIN OP/COMPLIANCE OFFICER | 1913749 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
