Joseph A. Becht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Andrew Becht, who also goes by Joseph A Becht Jr, Joseph Andrew Becht Jr, Jospeh A Becht, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1993. Joseph had worked at 3 firms and has passed the Series 6 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2006 - December 4, 2006
HUSKY TRADING
July 13, 1995 - February 5, 1996
PRUCO SECURITIES, LLC.
August 2, 1993 - May 3, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 7/30/1993
Foreign Currency Options ExaminationCurrent Firm
HUSKY TRADING
CRD#: 115242 / SEC#: , 8-53468
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OBRIEN, EUGENE PATRICK | GENERAL PARTNER | 2201024 |
| O'BRIEN, THERESA MARIE | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
